What People Talks about Asia Go IPO :

Equip Japanese companies with the strategic knowledge to enter and succeed in U.S. capital markets.

Emphasis on the full scope of IPO preparation, from pre‑listing readiness to post‑listing performance.

Included perspectives from firms with firsthand SPAC, IPO, and M&A experience.

Created networking platforms for executives, investors, and advisors shaping cross‑border listing strategies.

About Japan Go IPO Summit

The Japan Go IPO Summit is designed for the senior management teams and board members of innovative Asian companies seeking to raise growth capital and build global brands, as well as venture capital and private equity firms evaluating the optimal exits for their portfolio companies. At this one-day event, you will hear from the most active investment banks and experienced advisors about what is required for a successful IPO and how to maximize the value of your public status once listed.

The pipeline of companies from Greater China and Asia that are preparing to list in the U.S. markets continues to be robust despite escalating geopolitical tensions. However, a successful IPO requires much more than ringing the opening bell in New York.

Learn the secrets from advisors who have collectively helped hundreds of companies choose the right path for growth and liquidity.

What Can You Expect to Learn?

The Japan Go IPO Summit provides a comprehensive overview of everything the audience needs to know about going public in the U.S., including:

  • What stage of companies and sectors are suitable to list in the U.S.?

  • How should you prepare to attract a high-quality investment banker?

  • What are the advantages and disadvantages of a SPAC merger versus a traditional IPO?

  • How can you develop institutional sponsorship and liquidity through IR, research coverage, and non-deal roadshows?

  • What are the advantages and challenges of a U.S. listing compared to a domestic listing on TSE?

  • How can you select and deal with key professionals, including legal counsel and auditors?

  • How do public companies use their equity for M&A?

  • What strategies are available after the IPO to raise additional growth capital, including shelf offerings, ATMs, and PIPEs?

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Who Should Attend?

Speakers will share valuable data and lessons learned with an elite audience, including:

  • Senior management and directors of Japanese private companies

  • Venture capital and private equity firms that may have portfolio companies suitable for U.S. listings

  • Executives from large Japanese corporates who are considering a carve-out IPO transaction to enhance value creation and innovation

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Limited Seats!

Agenda

08:00-9:00 a.m.

Light breakfast and coffee

09:00 a.m.

Welcome and Introductory Remarks

  • Drew Bernstein

    Co-Chair, MarcumAsia CPAs LLP

09:15 a.m.

State of the U.S. IPO Market

  • Joy Pan

    Senior Partner, MarcumAsia CPAs LLP

  • Rong Liu

    Senior Partner - Head of SPAC and Japanese Practices, MarcumAsia CPAs LLP

10:00 a.m.

Level 1 & Level 2 - ICFR Basics

  • Drew Bernstein

    Co-Chair, MarcumAsia CPAs LLP

Level 3 & Level 4 - ICFR In-depth

  • Drew Bernstein

    Co-Chair, MarcumAsia CPAs LLP

  • Joy Pan

    Senior Partner, MarcumAsia CPAs LLP

11:00 a.m.

Tea Break

11:20 a.m.

A&A update - Part II: IPE - Relevance & Reliability

  • Rong Liu

    Senior Partner - Head of SPAC and Japanese Practices, MarcumAsia CPAs LLP

08:00-9:00 a.m.

Sign- in

09:00 a.m.

QC 1000 - internal control set up

  • Rong Liu

    Senior Partner - Head of SPAC and Japanese Practices, MarcumAsia CPAs LLP

Speakers

Drew Bernstein

Co-Chair

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Rong Liu

Senior Partner - Head of SPAC and Japanese Practices

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Joy Pan

Senior Partner

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Sponsors

Co-Hosts

Organizing Sponsor

Platinum Sponsors

Gold Sponsors

* Ranking in no particular order

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Location

Palm Ballroom, Grand Hyatt Hotel, Hong Kong

1 Harbour Road, Hong Kong SAR

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Coming Soon

We are fully booked.

Drew Bernstein

Co-Chair, MarcumAsia CPAs LLP

Session

Nov 19th 09:00 a.m.

Welcome and Introductory Remarks

Nov 19th 10:00 a.m.

Level 1 & Level 2 - ICFR Basics

Nov 19th 10:00 a.m.

Level 3 & Level 4 - ICFR In-depth

About

Drew Bernstein is the Co-Chairman and Co-CEO of MarcumAsia, initially co-founder of Bernstein & Pinchuk, a PCAOB registered accounting firm which has been providing SEC audit and advisory services to Asian companies since 1983. The firm was formerly an affiliate of Marcum LLP. Today, MarcumAsia is one of the largest middle market accounting firms servicing Asia-based, US publicly traded companies and the most active independent auditor for cross-border IPOs and SPAC mergers.

Bernstein is a distinguished expert with deep knowledge of the Asia and U.S. financial ecosystem with experience extending across Asia, Europe, and Africa. His industry experience encompasses technology, education, retail, manufacturing, hospitality, pharmaceutical and real estate. Bernstein directs a global team, featuring highly trained PCAOB and SEC accounting experts and financial consultants working in New York City as well several offices across mainland China, Hong Kong, Singapore and Japan.

Additionally, Bernstein is respected as a valuable industry thought leader and news commentator. He has published articles for Forbes.com, CFO.com and China Daily and is often a resource to prominent new media outlets such as Bloomberg TV, CNBC, Reuters, The Financial Times, Barron’s, MarketWatch and more regarding Chinese IPOs, China’s economic growth, investment appetite, innovation trends, corporate governance, SEC regulations and more.

Bernstein graduated from the University of Maryland with a B.S. in Accounting. Currently, he resides in New York City with his wife and children.

Rong Liu

Senior Partner - Head of SPAC and Japanese Practices, MarcumAsia CPAs LLP

Session

Nov 19th 09:15 a.m.

State of the U.S. IPO Market

Nov 19th 11:20 a.m.

A&A update - Part II: IPE - Relevance & Reliability

Nov 20th 09:00 a.m.

QC 1000 - internal control set up

About

Rong Liu, Senior Partner, is the Head of SPAC and Japan Practice at MarcumAsia, has more than 30 years of experience working with publicly and privately held companies overseeing complex audits, M&A transactions, financial due diligence, forensic accounting, internal controls, and international tax matters.

Mr. Liu plays a central role in MarcumAsia’s SEC practice in China by assisting many clients with initial public offerings (IPOs), SPAC IPOs, SPAC mergers, and various complex accounting and financial reporting issues. He has worked with clients across various industries, including telecommunications, technology, broadcasting, manufacturing, consumer, education, fintech, energy, wholesale and retailers, and banks. Before joining MarcumAsia, he was a partner at Friedman LLP’s New York office and a Senior Manager at Deloitte’s Dallas office, among other positions.

Mr. Liu has demonstrated proficiency in helping clients solve challenges in diverse areas. His knowledge and experience span areas including PCAOB-compliant audits of publicly traded and privately held companies, internal controls and SOX compliance, and SEC reporting related to IPOs and ongoing compliance. He advises clients on complex revenue recognition arrangements, debt, and equity transactions, business combinations, resolving SEC comment letters, stock-based compensation, and financial and M&A due diligence.

Mr. Liu received a B.A. degree in Accounting and Finance from Wuhan University in Hubei and an M.A. in Accounting (emphasis on auditing and financial reporting) from the University of Texas at Austin.

Joy Pan

Senior Partner, MarcumAsia CPAs LLP

Session

Nov 19th 09:15 a.m.

State of the U.S. IPO Market

Nov 19th 10:00 a.m.

Level 3 & Level 4 - ICFR In-depth

About

Joy Pan is a Senior Partner at MarcumAsia. Joy provides audit and advisory services to private companies, publicly traded companies, and companies looking to go public. She has more than 20 years of experience in accounting, taxation, and auditing, and has assisted clients in a variety of industries with SEC filings, including initial public offerings, debt and equity offerings.

Joy has significant experience advising clients on complex accounting matters including revenue recognition, stock-based compensation, income tax accounting, and inventory valuation. Her clients at Marcum, and previously at a “Big Four” firm, have included multinational companies, as well as early stage pre-IPO entities in the electronics, software, manufacturing, entertainment, semiconductor,and technology industries.

Nasdaq(Nasdaq: NDAQ) is a global technology company serving corporate clients, investment managers, banks, brokers, and exchange operators as they navigate and interact with the global capital markets and the broader financial system. We aspire to deliver world-leading platforms that improve the liquidity, transparency, and integrity of the global economy. Our diverse offering of data, analytics, software, exchange capabilities, and client-centric services enables clients to optimize and execute their business vision with confidence. To learn more about the company, technology solutions and career opportunities, visit us on LinkedIn, on X @Nasdaq, or at www.nasdaq.com.

MarcumAsia is an independent public accounting firm focusing on cross-border services for public and private companies. We are one of the leading providers of audit and assurance services to Asian companies listed on the U.S. stock markets and have offices in major cities in Asia, including Hong Kong, Singapore, Beijing, Tianjin, Shanghai, Guangzhou, and Hangzhou, and a planned office in Tokyo in 2025.